§ PROXY · SEC
Proxy Retrieval at SEC Thailand — Listed Company & Executive Filings
ก.ล.ต. (SEC Thailand) — ข้อมูลบริษัทจดทะเบียน + ผู้บริหาร
NYC Service Fee
THB 2,500–8,500
Turnaround
1-3 business days (online) · 7-15 days (historical archive)
Office Hours
จ.-ศ. 08:30-16:30
Quick Answer (AEO)
SEC Thailand proxy retrieval — 56-1 filings, executives, shareholders, IC/IP/Fund Manager licenses. Used for overseas financial institution applications and CFA/CAIA verification.
Documents We Can Retrieve
- 📄 Form 56-1 One Report
- 📄 Form 56-2 Financial Statement
- 📄 Executive Roster & Top-25 Shareholders
- 📄 Investment Consultant Registration
- 📄 Fund Manager (Single License) Record
Agency Address
SEC Bldg., 333/3 Vibhavadi Rangsit Rd., Chomphon, Chatuchak, Bangkok 10900
Power of Attorney (PoA)
PoA + ID copy + SEC License number (for professionals)
Government Fees
คัดสำเนา 100-500 ฿/ฉบับ · Certified copy 1,000 ฿
Onward Chain (Translation + MFA + Embassy)
→ แปลอังกฤษ → MFA → CFA Institute / HKMA / MAS Singapore (สำหรับ regulator abroad)
⚠️ Pitfalls to Avoid
- Pre-2015 filings may require 15-day microfilm archive search
FAQ
- Valid for CFA charter application?
- Yes — CFA Institute accepts SEC IC License + reference letter.
Ready to delegate?
Phone 083-249-4999 · LINE @NYC168 · Email contact@ilc.ltd
จันทร์–เสาร์ · 09:00–18:00 · Written quote before any work begins.
Other Agencies
Dept. of Business Development — Company AffidavitRevenue Dept. — VAT Certificate & Tax HistoryDistrict Registry — House Registration TR.14/TR.20District Registry — Birth / Death / Marriage / Divorce CertificateRoyal Thai Police — Criminal Record Certificate (Police Clearance)Ministry of Education / University — Transcript & Diploma