Proxy Retrieval at SEC Thailand — Listed Company & Executive Filings
ก.ล.ต. (SEC Thailand) — ข้อมูลบริษัทจดทะเบียน + ผู้บริหาร
Quick Answer (AEO)
SEC Thailand proxy retrieval — 56-1 filings, executives, shareholders, IC/IP/Fund Manager licenses. Used for overseas financial institution applications and CFA/CAIA verification.
Documents We Can Retrieve
- 📄 Form 56-1 One Report
- 📄 Form 56-2 Financial Statement
- 📄 Executive Roster & Top-25 Shareholders
- 📄 Investment Consultant Registration
- 📄 Fund Manager (Single License) Record
Agency Address
SEC Bldg., 333/3 Vibhavadi Rangsit Rd., Chomphon, Chatuchak, Bangkok 10900
Power of Attorney (PoA)
PoA + ID copy + SEC License number (for professionals)
Government Fees
คัดสำเนา สอบถามราคา · Certified copy สอบถามราคา
Onward Chain (Translation + MFA + Embassy)
→ แปลอังกฤษ → MFA → CFA Institute / HKMA / MAS Singapore (สำหรับ regulator abroad)
⚠️ Pitfalls to Avoid
- Pre-2015 filings may require 15-day microfilm archive search
FAQ
- Valid for CFA charter application?
- Yes — CFA Institute accepts SEC IC License + reference letter.
Ready to delegate?
Phone 083-2494999 · LINE @NYC168 · Email contact@nyclegal.co.th
จันทร์–ศุกร์ 09:00–18:00 · เสาร์–อาทิตย์ 09:00–17:00 · Written quote before any work begins.
Other Agencies
Knowledge bases behind every service
3,057 answered questions written by our lawyers and translators, grouped by service. Free to read, no sign-up.
- Master Service Hub — every service we file
The cross-service index: certified translation, interpreting, visa/work permit/BOI, tax-legal-estate, cross-border M&A, aviation & maritime, and holding-company structuring.
649 answered questions
- Certified translation — every language
Certified translation across civil, academic, corporate, contractual, financial, medical, technical and IP documents — with the Notary → MFA → embassy legalization chain handled end to end.
500 answered questions
- Thai MFA consular legalization
Thai MFA legalization workflow: fees, turnaround, inbound foreign documents, and how the chain connects to destination-country apostille requirements.
500 answered questions
Official sources
The information on this page follows the official sources below. Always check the latest version before you file.
- Department of Consular Affairs — document legalisation— Ministry of Foreign Affairs
- Immigration Bureau — visas, 90-day reporting, TM.30— Immigration Bureau
- Department of Provincial Administration — civil & family registration— Department of Provincial Administration
- Lawyers Council of Thailand — Notarial Services Attorneys— Lawyers Council of Thailand
- Office of the Council of State — Thai law database— Office of the Council of State
Related services
Most document work runs across several steps — jump straight to the next one you need.
- Certified translation
- Consular legalization
- Notary Public
- Thailand visa
- Full service index
- Knowledge index
Contact us by phone, LINE or email for a free initial enquiry and a quote after document review. Timing depends on the work and relevant authorities.
General information before proceeding: Confirm current requirements with the receiving authority before using your documents. This page is not a legal opinion for your individual case — meet the team · editorial policy
Not sure which service you need? Read the guides
Each guide answers first, then explains: decision criteria, comparison tables, the real process and the mistakes we see most often.
- Choosing a certified translation provider
How to pick a translator accepted by consular, embassy and receiving bodies
- Services for expats living in Thailand
Signature certification, residence, marriage and everyday paperwork
- Notary Public and consular legalization
The correct order of steps before sending documents abroad
- Choosing the right visa and work permit
Compare visa categories and the documents each one needs translated
- Translation by language
English, Chinese, Japanese, European, Arabic, Russian and embassy rules
- Specialized translation
Contracts, financial statements, MSDS, ISO and BOI filings
Talk to us first: 083-2494999 · LINE @NYC168 · contact@nyclegal.co.th
Frequently asked questions
- Can you obtain Thai civil documents for me while I am abroad?
- Yes — Thai district offices issue certified extracts to an authorized representative holding a power of attorney, a certified copy of your passport or ID, and the prescribed request form. Powers of attorney signed overseas should be notarized and legalized by the Thai embassy in that country so the district office accepts them without a second visit.
- Which Thai documents are most commonly retrieved for overseas use?
- The frequent set is the house registration extract, ID card record, birth and death certificates, marriage and divorce certificates with their Kor Ror 2 and Kor Ror 6 extracts, single-status certificates, name-change records and company affidavits. Certified extracts issued directly by the responsible office are required because plain photocopies cannot be legalized.
- Are old records from before computerization still obtainable?
- Usually yes, but they take longer. Records predating the national civil-registration digitization are held in bound registers at the district office of registration, so retrieval requires knowing the district and approximate date, and the office may need several days to locate and certify the entry. Where a register was destroyed, an alternative certificate of facts can be issued.
- What stamp duty applies to a Thai power of attorney?
- Thai stamp duty on a power of attorney is a fee quoted after review for authorizing one person to act in a single matter and a fee quoted after review where several matters or several attorneys are involved, affixed and cancelled before use. Missing or uncancelled stamps are a common reason a district office refuses a proxy request.